Ervin Investment Management, Llc
- Regulatory AUM
- $270M
- Discretionary
- $268M
- Clients
- 98
- Avg AUM / client
- $2.8M
- Accounts
- 324
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Investments (13F portfolio — 47 positions, $184,078,636)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Berkshire Hathaway Inc Del | CL B NEW | $39,446,171 | 78,831 | 21.4% | 14.6% |
| 2 | Spdr Series Trust | ST STR PR SP1500 | $15,303,155 | 168,556 | 8.31% | 5.67% |
| 3 | Apple Inc | COM | $14,142,559 | 48,875 | 7.68% | 5.24% |
| 4 | Microsoft Corp | COM | $12,441,830 | 33,354 | 6.76% | 4.61% |
| 5 | Alphabet Inc | CAP STK CL A | $9,937,725 | 27,808 | 5.4% | 3.68% |
| 6 | Brookfield Corp | CL A LTD VT SH | $9,895,706 | 232,348 | 5.38% | 3.67% |
| 7 | Loews Corp | COM | $8,825,775 | 77,959 | 4.79% | 3.27% |
| 8 | Vanguard Index Fds | SM CP VAL ETF | $6,938,093 | 28,553 | 3.77% | 2.57% |
| 9 | Spdr Index Shs Fds | ST STR PO EX ETF | $6,072,481 | 120,510 | 3.3% | 2.25% |
| 10 | Etfs Gold Tr | PHYSCL GOLD SHS | $5,853,204 | 153,105 | 3.18% | 2.17% |
| 11 | General Mtrs Co | COM | $5,496,960 | 71,315 | 2.99% | 2.04% |
| 12 | Markel Group Inc | COM | $5,293,958 | 2,711 | 2.88% | 1.96% |
| 13 | Asml Hldg Nv | N Y REGISTRY SHS | $4,971,611 | 2,499 | 2.7% | 1.84% |
| 14 | Spdr Index Shs Fds | ST PORT MARK ETF | $4,848,355 | 93,634 | 2.63% | 1.8% |
| 15 | Jefferies Financial Group In | COM | $4,607,056 | 92,178 | 2.5% | 1.71% |
| 16 | Alphabet Inc | CAP STK CL C | $3,461,221 | 9,796 | 1.88% | 1.28% |
| 17 | Exxon Mobil Corp | COM | $2,741,509 | 20,052 | 1.49% | 1.02% |
| 18 | Mercadolibre Inc | COM | $1,955,393 | 1,152 | 1.06% | 0.72% |
| 19 | Vanguard World Fd | ESG US STK ETF | $1,810,101 | 13,688 | 0.98% | 0.67% |
| 20 | Advanced Micro Devices Inc | COM | $1,591,693 | 2,740 | 0.86% | 0.59% |
| 21 | Yum Brands Inc | COM | $1,586,131 | 9,922 | 0.86% | 0.59% |
| 22 | Ishares Tr | CORE S&P500 ETF | $1,481,304 | 1,978 | 0.8% | 0.55% |
| 23 | Brookfield Asset Managmt Ltd | CL A LMT VTG SHS | $1,386,179 | 30,907 | 0.75% | 0.51% |
| 24 | Ge Aerospace | COM NEW | $1,371,215 | 3,669 | 0.74% | 0.51% |
| 25 | Oracle Corp | COM | $1,306,200 | 8,913 | 0.71% | 0.48% |
Top 25 of 47 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 43 | $12.3M | 4.57% |
| High net worth individuals | 55 | $258M | 95.4% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Jesse Ervin | Managing Member | Oct 2018 (8y) | 50% – 75% | |
| John Robert Ervin | Chief Compliance Officer And Managing Member | Oct 2018 (8y) | 50% – 75% | |
| John Clifford Reis | Registered representative | Apr 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 888 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $206M (76% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗