Dmc Wealth Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 299804
· Birmingham, AL
· www.dmcwealthmanagement.com
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ADV data as of Mar 24, 2026
- Regulatory AUM
- $65.9M
- Discretionary
- $59.3M
- Clients
- 70
- Avg AUM / client
- $941K
- Accounts
- 150
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 55 | $5.2M | 7.82% |
| High net worth individuals | 13 | $55.9M | 84.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $641K | 0.97% |
| Pension and profit sharing plans | 1 | $4.2M | 6.34% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Michael Clark | Registered representative | CFP | Mar 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PENSION PLAN COMPENSATION
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $52.9M (80% of AUM) Mar 2026
- American Funds & Trusts Incorporated $6.5M (10% of AUM) Mar 2026
- Charles Schwab & Co. $4.6M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗