Optima Asset Management Lp
- Regulatory AUM
- $892M
- Discretionary
- $614M
- Clients
- 30
- Avg AUM / client
- $29.7M
- Accounts
- 32
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5 | $143M | 16.0% |
| Investment companies | 1 | $37.9M | 4.25% |
| Pooled investment vehicles (non-investment companies) | 24 | $674M | 75.7% |
| Charitable organizations | Fewer than 5 | $18.7M | 2.1% |
| Corporations and other businesses | Fewer than 5 | $17.5M | 1.97% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $681M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Optima Global Trading Fund Llc master | Hedge Fund | Delaware | $205M | 99 |
| The Optima Global Trading Fund Limited feeder | Hedge Fund | Bermuda | $116M | 23 |
| The Optima Fund Lp master | Hedge Fund | New York | $74.7M | 56 |
| Optima Healthcare And Biotech Fund Llc master | Hedge Fund | Delaware | $56.3M | 89 |
| Optima Masters Fund Llc master | Hedge Fund | Delaware | $39.6M | 68 |
| Optima Star Long Fund | Other Private Fund | Ireland | $34.8M | 26 |
| The Blue Chip Opportunity Fund Llc master | Other Private Fund | Delaware | $33.3M | 24 |
| Optima Partners Focus Special Investments Llc master | Hedge Fund | Delaware | $22.0M | 78 |
| The Optima Partners Focus Fund Llc master | Hedge Fund | Delaware | $17.0M | 27 |
| The Optima Partners Global Fund Llc master | Hedge Fund | Delaware | $16.6M | 89 |
| The Optima Fund Limited feeder | Hedge Fund | Bermuda | $16.0M | 8 |
| Optima Lloyd George Asia Fund | Hedge Fund | Ireland | $14.3M | 13 |
| Optima Healthcare And Biotech Fund Limited feeder | Hedge Fund | Bermuda | $12.1M | 17 |
| Optima Masters Fund Limited feeder | Hedge Fund | Bermuda | $8.7M | 10 |
| Optima Fund Special Investments Llc master | Hedge Fund | Delaware | $8.3M | 58 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pinto, Daniel, Emile | Controller | Apr 2018 (8y) | ≈ 21.09% – 75% via Stanhope Capital Group Sa | |
| Lewis, Geoffrey, Manfred | Chief Financial Officer | Jul 2019 (7y) | Less than 5% | |
| Bloomfield, Keith, Mitchell | Chief Executive Officer | Oct 2019 (7y) | Less than 5% | |
| Gearhart, William, Ragnar | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% | |
| Ortiz, Peter, Marc | Chief Operating Officer | Jul 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fwm Holdings, Inc | Managing Member | Nov 2018 | A | 75% or more |
| Stanhope Capital (Switzerland) Sa | Member | Feb 2021 | B | ≈ 56.25% – 100% via Fwm Holdings, Inc |
| Stanhope Capital Group Sa | Shareholder | Feb 2021 | B | ≈ 42.19% – 100% via Stanhope Capital (Switzerland) Sa |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pinto, Daniel, Emile: 50% – 75% of Stanhope Capital Group Sa × 75% – 100% of Stanhope Capital (Switzerland) Sa × 75% – 100% of Fwm Holdings, Inc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Stanhope Capital (Switzerland) Sa: 75% – 100% of Fwm Holdings, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Stanhope Capital Group Sa: 75% – 100% of Stanhope Capital (Switzerland) Sa × 75% – 100% of Fwm Holdings, Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $681M gross assets)
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 3.96 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Goldman Sachs $53.9M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗