AUMdb

Malatai Capital Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 299975 · SEC file 801-122574 · New York, NY · www.malataicapital.com
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$65.0M
Discretionary
$65.0M
Clients
38
Avg AUM / client
$1.7M
Accounts
38
Employees
3

AUM over time

$25.1M $70.0M
Sep 2021 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 30 $30.0M 46.2%
High net worth individuals 8 $35.0M 53.8%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Matthew Roesser Managing Member/Chief Compliance Officer Feb 2018 (9y) 75% or more
Lance Thomas Hogan Registered representative May 2023 (3y)
John Edward Luedke Registered representative Jun 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗