EA
Equity Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 300031
·
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ADV data as of Jun 01, 2026
- Regulatory AUM
- $35.8M
- Discretionary
- $35.8M
- Clients
- 108
- Avg AUM / client
- $332K
- Accounts
- 108
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $35.8M | 100.0% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carl Frederick Worden | Registered representative | Feb 2019 (8y) | ||
| Jacquelyn Carson Hunt | Registered representative | Feb 2020 (7y) | ||
| Christopher E Shockowitz | Registered representative | Dec 2021 (5y) | ||
| Kerry Allen Worden | Registered representative | Mar 2022 (4y) | ||
| David Alan Williamson | Registered representative | May 2022 (4y) | ||
| Michelle Leanne Ford | Registered representative | CFP | Feb 2024 (2y) | |
| Jason Allen Groth | Registered representative | Jul 2024 (2y) | ||
| Michael Alan Wienandt | Registered representative | Jul 2024 (2y) | ||
| Kim Oanh Pham | Registered representative | Feb 2025 (1y) | ||
| Ariocha Salas | Registered representative | Mar 2025 (1y) | ||
| James Ronald Morris | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REFERRAL FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Assetmark Brokerage, Llc $31.3M (87% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗