Gamma Asset Management Llc
- Regulatory AUM
- $425M
- Discretionary
- $417M
- Clients
- 103
- Avg AUM / client
- $4.1M
- Accounts
- 108
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $18.6M | 4.38% |
| High net worth individuals | 12 | $29.1M | 6.85% |
| Banking or thrift institutions | 0 | $982K | 0.23% |
| Pooled investment vehicles (non-investment companies) | 1 | $36.4M | 8.58% |
| Corporations and other businesses | 39 | $340M | 80.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tejada Reynoso, Jose, Javier | Shareholder | Jul 2018 (8y) | ≈ 42.19% – 100% via Pinecrest Holding, S.A. | |
| Manuel Pelayo Troncoso Acebal | Chief Executive Officer | CFA | Feb 2021 (5y) | Less than 5% |
| Navio Lorence, Santiago | Shareholder | Apr 2021 (5y) | ≈ 18.75% – 50% via Gamma International Bank, Inc. | |
| Galarza Sosa, David | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% | |
| Douglas James Roman | Registered representative | CFA | Feb 2022 (4y) | |
| Luis Enrique Neumann Gonzalez | Registered representative | Nov 2024 (2y) | ||
| Maria Gabriella Liriano Moronta | Registered representative | Feb 2025 (1y) | ||
| Jose L Llanio Reyes | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gamma International Bank, Inc. | 100% Owner | Apr 2021 | A | 75% or more |
| Pinecrest Holding, S.A. | Shareholder | Apr 2021 | B | ≈ 56.25% – 100% via Gamma International Bank, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Tejada Reynoso, Jose, Javier: 75% – 100% of Pinecrest Holding, S.A. × 75% – 100% of Gamma International Bank, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Navio Lorence, Santiago: 25% – 50% of Gamma International Bank, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Pinecrest Holding, S.A.: 75% – 100% of Gamma International Bank, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Av Securities Inc. $96.5M (23% of AUM) Feb 2026
- Pershing $96.3M (23% of AUM) Feb 2026
- Interactive Brokers $77.8M (18% of AUM) Feb 2026
- J.P. Morgan $67.6M (16% of AUM) Feb 2026
- Stonex Financial Inc. $38.1M (14% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗