Foundry Financial Llc
- Regulatory AUM
- $233M
- Discretionary
- $233M
- Clients
- 184
- Avg AUM / client
- $1.3M
- Accounts
- 626
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 103 | $43.3M | 18.6% |
| High net worth individuals | 81 | $189M | 81.4% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Duane Lum | Registered representative | CFP | May 2024 (2y) | |
| Noah Bronson Hankin | Registered representative | CFP | Oct 2024 (2y) | |
| Robert John Mc Alister | Registered representative | Feb 2025 (1y) | ||
| John Gilbert Frechette | Registered representative | CFP | Oct 2025 (1y) | |
| Nicholas Bryan Hiebert | Registered representative | Jan 2026 (1y) | ||
| Kyle Alan Hurt | Registered representative | CFP | Apr 2026 (0y) | |
| Michael Leone Zarrelli | Registered representative | CFP | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $119M (51% of AUM) Jun 2026
- Charles Schwab & Co. $98.6M (42% of AUM) Jun 2026
- Altruist Financial $12.0M (11% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗