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Wealth Manager · Boutique (under $100M)
CRD 300327
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ADV data as of Feb 09, 2026
- Regulatory AUM
- $16.1M
- Discretionary
- $16.1M
- Clients
- 57
- Avg AUM / client
- $282K
- Accounts
- 57
- Employees
- 7
AUM over time
$0
$407M
Feb 11, 2019
Feb 9, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $3.8M | 23.7% |
| High net worth individuals | 25 | $12.3M | 76.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $258M (64% of AUM) Nov 2025
- LPL Financial $16.1M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.