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Wealth Manager · Small ($100M–$1B)
CRD 300464
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $256M
- Discretionary
- $256M
- Clients
- 202
- Avg AUM / client
- $1.3M
- Accounts
- 763
- Employees
- 6
AUM over time
$67.9M
$256M
Jul 2, 2019
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 118 | $44.1M | 17.2% |
| High net worth individuals | 84 | $212M | 82.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $256M (100% of AUM) Mar 2025
- Fidelity Investments $182M (100% of AUM) Jan 2023
- Fidelity Distributors Company Llc $176M (79% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.