Delos Wealth Advisors, Llc
- Regulatory AUM
- $186M
- Discretionary
- $186M
- Clients
- 95
- Avg AUM / client
- $2.0M
- Accounts
- 382
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 258 positions, $174,724,008)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $12,556,786 | 126,275 | 7.19% | 6.77% |
| 2 | Spdr Gold Tr | GOLD SHS | $8,278,350 | 19,239 | 4.74% | 4.46% |
| 3 | First Tr Exchange Traded Fd | UTILITIES ALPH | $8,105,040 | 163,441 | 4.64% | 4.37% |
| 4 | Agnico Eagle Mines Ltd | COM | $8,007,967 | 39,452 | 4.58% | 4.32% |
| 5 | Apple Inc | COM | $7,144,443 | 28,151 | 4.09% | 3.85% |
| 6 | Walmart Inc | COM | $6,801,472 | 54,727 | 3.89% | 3.67% |
| 7 | Bondbloxx Etf Trust | IR M TAXAWARE | $6,743,987 | 133,399 | 3.86% | 3.63% |
| 8 | Microsoft Corp | COM | $5,417,940 | 14,636 | 3.1% | 2.92% |
| 9 | Select Sector Spdr Tr | STATE STREET HEA | $5,376,043 | 36,669 | 3.08% | 2.9% |
| 10 | Alliant Energy Corp | COM | $5,212,216 | 72,634 | 2.98% | 2.81% |
| 11 | Ishares Tr | MSCI USA QLT FCT | $4,994,541 | 26,039 | 2.86% | 2.69% |
| 12 | Flexshares Tr | IBOXX 3R TARGT | $4,849,988 | 200,082 | 2.78% | 2.61% |
| 13 | J P Morgan Exchange Traded F | US QUALTY FCTR | $4,808,776 | 78,421 | 2.75% | 2.59% |
| 14 | Invesco Exch Traded Fd Tr Ii | S&P500 HDL VOL | $4,057,751 | 81,793 | 2.32% | 2.19% |
| 15 | Select Sector Spdr Tr | STATE STREET CON | $3,745,093 | 45,683 | 2.14% | 2.02% |
| 16 | Invesco Exch Trd Slf Idx Fd | BLOOMBERG PRICIN | $3,673,683 | 42,644 | 2.1% | 1.98% |
| 17 | First Tr Exchange Traded Fd | CAP STRENGTH ETF | $3,598,254 | 38,791 | 2.06% | 1.94% |
| 18 | Ishares Tr | MSCI USA MIN VOL | $3,557,600 | 38,361 | 2.04% | 1.92% |
| 19 | J P Morgan Exchange Traded F | US MOMENTUM | $3,322,104 | 48,912 | 1.9% | 1.79% |
| 20 | Invesco Exch Traded Fd Tr Ii | KBW BK ETF | $3,097,074 | 39,144 | 1.77% | 1.67% |
| 21 | Alphabet Inc | CAP STK CL A | $3,097,022 | 10,770 | 1.77% | 1.67% |
| 22 | Ishares Tr | CORE US AGGBD ET | $3,051,660 | 30,741 | 1.75% | 1.64% |
| 23 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $2,948,659 | 15,364 | 1.69% | 1.59% |
| 24 | Vaneck Etf Trust | SEMICONDUCTR ETF | $2,852,880 | 7,441 | 1.63% | 1.54% |
| 25 | Ishares Tr | RUSSELL 2000 ETF | $2,777,104 | 11,198 | 1.59% | 1.5% |
Top 25 of 258 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $10.3M | 5.57% |
| High net worth individuals | 59 | $161M | 86.8% |
| Corporations and other businesses | 3 | $14.1M | 7.61% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Hunter Smith | Managing Member/Chief Investment Officer/Chief Financial Officer | Jan 2019 (8y) | ≈ 37.5% – 75% via Delos Capital Advisors, Llc | |
| Cody Lee Lummus | Chief Compliance Officer/Chief Executive Officer/Managing Member | Jan 2019 (8y) | ≈ 37.5% – 75% via Delos Capital Advisors, Llc | |
| Etai A Groff | Registered representative | Jan 2024 (3y) | ||
| Thomas P Keeling | Registered representative | Jan 2024 (3y) | ||
| Armando Vega | Registered representative | Mar 2026 (0y) | ||
| Cinthia E Saenz | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Delos Capital Advisors, Llc | Managing Member | Mar 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew Hunter Smith: 50% – 75% of Delos Capital Advisors, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Cody Lee Lummus: 50% – 75% of Delos Capital Advisors, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $186M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗