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Investment Adviser · Small ($100M–$1B)
CRD 300753
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ADV data as of Feb 20, 2025
- Regulatory AUM
- $190M
- Discretionary
- $190M
- Clients
- 77
- Avg AUM / client
- $2.5M
- Accounts
- 77
- Employees
- 9
AUM over time
$122M
$190M
Mar 22, 2019
Feb 20, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 59 | $90.7M | 47.8% |
| Pooled investment vehicles (non-investment companies) | 1 | $35.8M | 18.9% |
| Corporations and other businesses | 17 | $63.1M | 33.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- RBC $107M (56% of AUM) Feb 2025
- National Bank Independent Network $42.1M (22% of AUM) Feb 2025
- Canadian Western Trust $5.1M (3% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2025.