N
N
Wealth Manager · Small ($100M–$1B)
CRD 300841
·
☆ Save with Pro
ADV data as of Aug 28, 2025
- Regulatory AUM
- $207M
- Discretionary
- $207M
- Clients
- 57
- Avg AUM / client
- $3.6M
- Accounts
- 118
- Employees
- 4
AUM over time
$135M
$252M
Jul 24, 2019
Aug 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $10.5M | 5.08% |
| High net worth individuals | 30 | $143M | 69.4% |
| Pension and profit sharing plans | 1 | $25.6M | 12.4% |
| Charitable organizations | 1 | $5.0M | 2.41% |
| Corporations and other businesses | 4 | $22.2M | 10.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $153M (74% of AUM) Aug 2025
- Charles Schwab & Co. $54.0M (26% of AUM) Aug 2025
- U.S. Trust Co. Of New York $22.7M (9% of AUM) Mar 2021
- Fifth Third Securities, Inc. $16.8M (8% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 28, 2025.