Kwb Wealth
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,971
- Avg AUM / client
- $626K
- Accounts
- 3,280
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,055 | $211M | 17.1% |
| High net worth individuals | 880 | $988M | 80.0% |
| Pension and profit sharing plans | 18 | $19.6M | 1.59% |
| Charitable organizations | 3 | $2.7M | 0.22% |
| Corporations and other businesses | 15 | $14.0M | 1.14% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| San Bernardino Medical Orthopaedic Group, Inc. Dba Arrowhead Orthopaedics 401(k) Profit Sharing Plan San Bernardino Medical Orthopaedic Group, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diana Lynn Sailler | Owner & Investment Adviser Representative | May 2019 (7y) | 5% – 10% | |
| Kerrick Walter Bubb | President & Investment Adviser Representative | May 2019 (7y) | ≈ 37.5% – 75% via Bubb Family Trust | |
| Michael Nabil Razzouk | Owner & Investment Adviser Representative | May 2019 (7y) | 5% – 10% | |
| Quentin Kerrick Bubb | Owner & Chief Operating Officer | May 2019 (7y) | 5% – 10% | |
| Steven Daniel Gormley | Owner & Investment Adviser Representative | May 2019 (7y) | Less than 5% | |
| Tejeda, Emily, Katherine | Owner & Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Rachel Alisa Bubb | Owner | CFP Chartered Financial Consultant | May 2020 (6y) | 5% – 10% |
| Bubb, Lisa, A. | Trustee | May 2023 (3y) | ≈ 37.5% – 75% via Bubb Family Trust | |
| Claire Lucchese | Registered representative | CFP | Mar 2022 (4y) | |
| Leslie Marie Carnahan | Registered representative | Jun 2025 (1y) | ||
| Aaron Mathew Garcia | Registered representative | Nov 2025 (1y) | ||
| Ricardo Salinas | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bubb Family Trust | Owner | May 2020 | A | 75% or more |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kerrick Walter Bubb: 50% – 75% of Bubb Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Bubb, Lisa, A.: 50% – 75% of Bubb Family Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| San Bernardino Medical Orthopaedic Group, Inc. Dba Arrowhead Orthopaedics 401(k) Profit Sharing Plan | San Bernardino Medical Orthopaedic Group, Inc. | 311 | $40.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $1.2B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗