Wealthspring Capital Llc
- Regulatory AUM
- $515M
- Discretionary
- $515M
- Clients
- 125
- Avg AUM / client
- $4.1M
- Accounts
- 134
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $570K | 0.11% |
| High net worth individuals | 110 | $90.3M | 17.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $13.1M | 2.55% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.2M | 0.81% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.2% |
| Other investment advisers | 6 | $348M | 67.7% |
| Corporations and other businesses | 8 | $57.3M | 11.1% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $4.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wealthspring Openly S/C Llc | Private Equity Fund | Delaware | $4.0M | 23 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Mitchel Gallers | Member | Feb 2019 (8y) | 10% – 25% | |
| Matthew Simpson | Managing Member | CFA | Feb 2019 (8y) | 50% – 75% |
| Michael James Mayer | Chief Opertaing Officer & Chief Compliance Officer | Sep 2021 (5y) | Less than 5% | |
| Simpson, Jennifer | Trustee Of Trust For Descendants Of Matthew A. Simpson | Oct 2021 (5y) | GP / trustee / elected manager of Trust For The Descendants Of Matthew A. Simpson (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Trust For The Descendants Of Matthew A. Simpson | Owner | Oct 2021 | A | 10% – 25% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $4.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wealthspring Openly S/C Llc | Private Equity Fund | $4.0M | $100K | 23 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $321M (62% of AUM) Jun 2026
- Charles Schwab & Co. $164M (32% of AUM) Jun 2026
- Fidelity Brokerage Services $49.5M (9% of AUM) Jul 2023
- National Financial Services (Fidelity) $21.8M (36% of AUM) Feb 2020
- Goldman Sachs $12.8M (34% of AUM) Oct 2019
- J.P. Morgan $1.0M (0% of AUM) Jul 2023
- Interactive Brokers $741K (0% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗