Northfront Financial Usa Inc
- Regulatory AUM
- $11.3M
- Discretionary
- $11.0M
- Clients
- 33
- Avg AUM / client
- $341K
- Accounts
- 37
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $11.3M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ady, Ashlyn | Shareholder | Feb 2019 (8y) | ≈ 37.5% – 75% via Ady Holding Corp | |
| Anvik, Cassandra | Shareholder | Feb 2019 (8y) | ≈ 12.5% – 37.5% via K&C Anvik Inc | |
| Anvik, Karl | Shareholder | Feb 2019 (8y) | ≈ 12.5% – 37.5% via K&C Anvik Inc | |
| Jeffrey D Ady | Chief Compliance Officer And Managing Partner | Mar 2024 (2y) | Less than 5% | |
| Raul Budian | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ady Holding Corp | Shareholder | Feb 2019 | A | 50% – 75% |
| K&C Anvik Inc | Shareholder | Feb 2019 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ady, Ashlyn: 75% – 100% of Ady Holding Corp × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Anvik, Cassandra: 50% – 75% of K&C Anvik Inc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Anvik, Karl: 50% – 75% of K&C Anvik Inc × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- RBC $11.3M (100% of AUM) Apr 2026
- Royal Bank $4.7M (84% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗