Leste Usa, Llc
- Regulatory AUM
- $126M
- Discretionary
- $126M
- Clients
- 2
- Avg AUM / client
- $63.1M
- Accounts
- 2
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | 2 | $126M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hermann, Emmanuel Rose | Owner, Member | Jun 2015 (11y) | ≈ 56.25% – 100% via Leste Holding, Llc | |
| Souza, Alessandra Augusta De Lima G. Da Silva | Chief Financial Officer (Ria Only) | Nov 2021 (5y) | Less than 5% | |
| Filpo, Antonio Cesar | Chief Operating Officer, Managingpartner, Chief Executive Officer | Mar 2023 (3y) | Less than 5% | |
| Reighard Kean, Vicki Lin | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Monteiro, Thais, Helena | Chief Legal Officer | Jul 2024 (2y) | Less than 5% | |
| Fabio Feitler | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leste Holding, Llc | Member | Dec 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hermann, Emmanuel Rose: 75% – 100% of Leste Holding, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/05/2026 | 2.48 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 05, 2026.
View current Form ADV (SEC/IAPD) ↗