AUMdb

Nemo Capital

SEC-registered Wealth Manager · Boutique (under $100M) CRD 301309 · SEC file 801-115277 · · www.nemocapital.net
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.6M
Discretionary
$1.6M
Clients
10
Avg AUM / client
$158K
Accounts
13
Employees
1

AUM over time

$0 $16.5M
Apr 12, 2019 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 10 $893K 56.5%
High net worth individuals Fewer than 5 clients $687K 43.5%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Vikash Harris Mathura President & Chief Compliance Officer CFA Feb 2019 (8y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 902 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗