Ecio, Inc.
- Regulatory AUM
- $396M
- Discretionary
- $396M
- Clients
- 116
- Avg AUM / client
- $3.4M
- Accounts
- 241
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $63.8K | 0.02% |
| High net worth individuals | 5 | $9.5M | 2.4% |
| Charitable organizations | 108 | $385M | 97.4% |
| Corporations and other businesses | 1 | $580K | 0.15% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Phillip Ronald Waara | Chief Operating Officer & Chief Compliance Officer | Jan 2019 (8y) | 5% – 10% | |
| Robin Chorone Roquitte | Member/Chief Executive Officer | CFA | Jan 2019 (8y) | 25% – 50% |
| Huang, Clark, M | Member & Chief Technology Officer | Nov 2019 (7y) | 10% – 25% | |
| Ivey, Timothy, David | Vice President | Nov 2019 (7y) | 5% – 10% | |
| Courtney Liebig Dean | Chief Revenue Officer | Jan 2021 (6y) | Less than 5% | |
| Erica Lynn Reilly | Registered representative | Jul 2024 (2y) | ||
| Aditya Sanjiv Bhave | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 972 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $396M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗