Cleveralpha Asset Management, Llc
- Regulatory AUM
- $28.3M
- Discretionary
- $28.3M
- Clients
- 55
- Avg AUM / client
- $515K
- Accounts
- 74
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $2.7M | 9.68% |
| High net worth individuals | 11 | $25.6M | 90.3% |
| Banking or thrift institutions | Fewer than 5 | — | — |
| Other investment advisers | Fewer than 5 | — | — |
| Corporations and other businesses | Fewer than 5 | — | — |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Flores, Lucio, Ismael | Chief Technology Officer | Jun 2016 (10y) | 25% – 50% | |
| Clark, Duncan, Andrew | Lead Data Scientist | Jun 2019 (7y) | 5% – 10% | |
| Isbell, John | Director Of Marketing | Jun 2019 (7y) | Less than 5% | |
| Michael Patrick Ernst | Consulting Wealth Manager | Apr 2020 (6y) | Less than 5% | |
| Richard Cabanes | Ceo / Chief Compliance Officer | Apr 2020 (6y) | 50% – 75% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Vtc Holdings Ii, Llc | Investor | Aug 2023 | A | 10% – 25% |
| Gato Systems, Llc | Investor | Aug 2023 | A | 10% – 25% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $30.2M (106% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗