Sundance Bay Investment Manager, Llc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.0B
- Clients
- 8
- Avg AUM / client
- $261M
- Accounts
- 8
- Employees
- 69
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $2.1B | 99.8% |
| State or municipal government entities | 1 | $5.0M | 0.24% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $25.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sundance Mhc Impact, Llc feeder | Real Estate Fund | Utah | $25.3M | 60 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Baughman, Ryan, Justin | Manager | Jan 2021 (6y) | Less than 5% | |
| Maughan, Mark, Duff | Manager | Jan 2021 (6y) | GP / trustee / elected manager of Sundance Bay Holdings, Llc (indirect) | |
| Nixon, Michael, Clair | Manager | Jan 2021 (6y) | Less than 5% | |
| Ricks, Stanford, Jay | Manager | Jan 2021 (6y) | GP / trustee / elected manager of Sundance Bay Holdings, Llc (indirect) | |
| Romney, Craig, Edward | Manager | Jan 2021 (6y) | GP / trustee / elected manager of Sundance Bay Holdings, Llc (indirect) | |
| Romney, Matthew, Scott | Manager | Jan 2021 (6y) | Less than 5% | |
| Mastic, Ann, Elizabeth | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Swiss, Bryan | General Counsel | Oct 2021 (5y) | Less than 5% | |
| Stanford Jay Ricks | Registered representative | May 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sundance Bay Holdings, Llc | Member | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $25.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sundance Mhc Impact, Llc | Real Estate Fund | $25.3M | $100K | 60 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗