Kaufman Rossin Wealth, Llc
- Regulatory AUM
- $507M
- Discretionary
- $507M
- Clients
- 230
- Avg AUM / client
- $2.2M
- Accounts
- 520
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 123 | $86.0M | 17.0% |
| High net worth individuals | 98 | $353M | 69.6% |
| Pension and profit sharing plans | 1 | $2.1M | 0.42% |
| Charitable organizations | 1 | $447K | 0.09% |
| Corporations and other businesses | 7 | $65.4M | 12.9% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Heckaman, Blain, Lamar | Vice President | Mar 2019 (7y) | Less than 5% | |
| Thomas John Pelham | President | CFP | Mar 2019 (7y) | Less than 5% |
| Garces, Ivan | Secretary | Feb 2022 (5y) | Less than 5% | |
| Feigelson, Marc, David | Chief Operating Officer / Elected Manager | May 2022 (4y) | GP / trustee / elected manager of Kaufman Rossin Wealth Holdings, Llc (indirect) | |
| Socarras, Maria, Elena | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| David Allen Liska | Registered representative | Nov 2020 (6y) | ||
| Michael Joseph Cantero | Registered representative | Jul 2023 (3y) | ||
| Darin Keith Schatzman | Registered representative | Jun 2024 (2y) | ||
| Ashlea Heather Ayer | Registered representative | CFP | Sep 2024 (2y) | |
| Maria Elizabeth Lacasa | Registered representative | CFP | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kaufman Rossin Wealth Holdings, Llc | Owner | Mar 2019 | A | 75% or more |
| Kaufman Rossin & Co. | Owner | Mar 2019 | B | ≈ 56.25% – 100% via Kaufman Rossin Wealth Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kaufman Rossin & Co.: 75% – 100% of Kaufman Rossin Wealth Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $295M (58% of AUM) Jul 2026
- National Financial Services (Fidelity) $213M (42% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗