Markle Financial Llc
- Regulatory AUM
- $141M
- Discretionary
- $135M
- Clients
- 265
- Avg AUM / client
- $533K
- Accounts
- 616
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 210 | $54.1M | 38.3% |
| High net worth individuals | 47 | $80.7M | 57.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $100K | 0.07% |
| Pension and profit sharing plans | 7 | $6.4M | 4.53% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Vetera Llc feeder | Venture Capital Fund | Wyoming | $0 | 0 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shannon Michael Markle | Managing Member | May 2015 (11y) | 75% or more | |
| Schulman, Monique | Chief Compliance Officer | May 2021 (5y) | Less than 5% | |
| Robert Wesley Teague | Partner | May 2024 (2y) | 10% – 25% | |
| Taylor David Barton | Registered representative | Jul 2021 (5y) | ||
| Joseph Schwartz | Registered representative | Oct 2024 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Vetera Llc | Venture Capital Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $112M (79% of AUM) Jun 2026
- Sei $111M (78% of AUM) Sep 2023
- Verity $6.3M (5% of AUM) Sep 2021
- Transamerica Trust Company $5.1M (4% of AUM) Sep 2021
- Cambridge Investment Research Retirement Plan Systems $2.9M (2% of AUM) Sep 2021
- The Pacific Financial Group $2.0M (1% of AUM) Sep 2021
- Absolute Capital $613K (0% of AUM) Sep 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗