Taylor Securities Services, Inc.
- Regulatory AUM
- $253M
- Discretionary
- $252M
- Clients
- 767
- Avg AUM / client
- $329K
- Accounts
- 126
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Feb 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 730 | $139M | 55.2% |
| High net worth individuals | 35 | $86.5M | 34.3% |
| Corporations and other businesses | 2 | $26.5M | 10.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tennsmith Holdings Inc. Employee Savings & Profit Sharing Plan Tennsmith Holdings Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Alan Taylor | President | CFP | Aug 2017 (9y) | 75% or more |
| Fleming, Stacy, Graves | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Shawn David Mullarkey | Registered representative | Jan 2020 (7y) | ||
| Janet M Lowe | Registered representative | May 2022 (4y) | ||
| Adam P Korhut | Registered representative | Nov 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tennsmith Holdings Inc. Employee Savings & Profit Sharing Plan | Tennsmith Holdings Inc. | 116 | $7.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/23/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $153M (61% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗