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Wealth Manager · Small ($100M–$1B)
CRD 304081
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ADV data as of Jan 07, 2026
- Regulatory AUM
- $443M
- Discretionary
- $443M
- Clients
- 23
- Avg AUM / client
- $19.3M
- Accounts
- 20
- Employees
- 11
AUM over time
$0
$443M
May 13, 2019
Jan 7, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 22 | $750K | 0.17% |
| High net worth individuals | Fewer than 5 | $291M | 65.7% |
| Investment companies | 1 | $151M | 34.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Goldman Sachs $121M (27% of AUM) Jan 2026
- J.P. Morgan $100M (23% of AUM) Jan 2026
- Charles Schwab & Co. $69.3M (16% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2026.