Green Ridge Wealth Planning Llc
- Regulatory AUM
- $390M
- Discretionary
- $384M
- Clients
- 302
- Avg AUM / client
- $1.3M
- Accounts
- 907
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 180 | $61.3M | 15.7% |
| High net worth individuals | 103 | $309M | 79.3% |
| Banking or thrift institutions | 11 | $115K | 0.03% |
| Pension and profit sharing plans | 3 | $4.6M | 1.18% |
| Charitable organizations | 1 | $7.3M | 1.87% |
| Corporations and other businesses | 4 | $7.3M | 1.89% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| James Alexander Corporation Retirement Plan James Alexander Corporation | 2024 | |
| Eos Energy Storage Llc Retirement Savings Plan Eos Energy Storage Llc | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert James Mascia | Chief Executive Officer/Chief Compliance Officer | Jan 2016 (11y) | 50% – 75% | |
| Jordan Charles Kaufman | Chief Investment Officer | CFP CFA | Nov 2020 (6y) | 50% – 75% |
| Deer, Wendy, Elizabeth | Chief Operating Officer | Dec 2022 (4y) | Less than 5% | |
| Sean Thomas Cole | Registered representative | Jul 2023 (3y) | ||
| Brandon Sisk | Registered representative | Mar 2024 (2y) | ||
| Luciano Michael Betman | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| James Alexander Corporation Retirement Plan | James Alexander Corporation | 117 | $9.9M | 01/01/2024 |
| Eos Energy Storage Llc Retirement Savings Plan | Eos Energy Storage Llc | 473 | $10.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $384M (99% of AUM) Feb 2026
- Fidelity Brokerage Services $145M (95% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗