AUMdb
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Finamex Asset Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 304260 · SEC file 801-135018 · Houston, TX
☆ Save with Pro ADV data as of Jul 10, 2026
Regulatory AUM
$114M
Discretionary
$51.2M
Clients
190
Avg AUM / client
$599K
Accounts
190
Employees
4

AUM over time

$0 $114M
May 31, 2019 Jul 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 140 $41.4M 36.4%
High net worth individuals 34 $66.0M 58.0%
Corporations and other businesses 16 $6.4M 5.61%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Johnson, Kristy, Kay Chief Financial Officer Mar 2019 (7y) Less than 5%
Ramos Landero, Jorge, Martin Ceo, Cco And Coo Mar 2019 (7y) Less than 5%
Laura Munoz Alarcon Registered representative Jan 2026 (1y)
Mariana Martinez Cabral Torres Registered representative Jan 2026 (1y)
Mauricio Grajales Tarin Registered representative Jan 2026 (1y)
Pablo Andres Carrillo Registered representative Jan 2026 (1y)
Luis Felipe Suarez Perez Registered representative Apr 2026 (0y)
Santiago A Fernandez Ramos Registered representative Jul 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Finamex Usa, Llc Sole Member Mar 2019 A 75% or more
Casa De Bolsa Finamex S.A.B. De C.V. Sole Member Mar 2019 B GP / trustee / elected manager of Finamex Usa, Llc (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/10/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.

View current Form ADV (SEC/IAPD) ↗