Montchanin Asset Management, Llc
- Regulatory AUM
- $121M
- Discretionary
- $121M
- Clients
- 60
- Avg AUM / client
- $2.0M
- Accounts
- 100
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $10.2M | 8.44% |
| High net worth individuals | 32 | $111M | 91.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Carpenter Mccoy | Chief Compliance Officer/Managing Partner | May 2019 (7y) | 50% – 75% | |
| Dugdale, William, Kirkus | Chief Investment Officer/Managing Partner | May 2019 (7y) | 50% – 75% | |
| Douglas Carpenter Mc Coy | Registered representative | Feb 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PRIOR REGISTRATION CRD #115365 DELAWARE DEPT. OF JUSTICE, INVESTOR PROTECTION UNIT FOUND THAT MONTCHANIN FAILED TO REGISTER NED BURKE AS AN INVESTOR REPRESENTATIVE IN A TIMELY FASHION CONSTITUTED A VIOLATION OF 6 DEL.C.73-302 AND RULE 701 OF THE DELAWARE SECURITIES ACT. MONTCHANIN CONSENTED TO THE ORDER AND AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COSTS. Status: Final Sanction Detail: NED BURKE WAS REGISTERED ON 2/18/2016. MONTCHANIN CONSENTED TO THE ORDER AND AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COSTS OF $5000.00 Summary: PRIOR REGISTRATION CRD #115365 DELAWARE DEPT. OF JUSTICE, INVESTOR PROTECTION UNIT FOUND THAT MONTCHANIN FAILED TO REGISTER NED BURKE AS AN INVESTOR REPRESENTATIVE IN A TIMELY FASHION CONSTITUTED A VIOLATION OF 6 DEL.C.73-302 AND RULE 701 OF THE DELAWARE SECURITIES ACT. MONTCHANIN CONSENTED TO THE ORDER AND AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COSTS.
Allegations: PRIOR REGISTRATION UNDER CRD #115365 COMMONWEALTH OF PA DEPT. OF BANKING AND SECURITIES FOUND THAT MONTCHANIN FAILED TO NOTICE FILE IN PA IN VIOLATION OF SECTION 301(F) OF THE PA SECURITIES ACT OF 1972. MONTCHANIN CONSENTED TO THE ORDER, AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COST. Status: Final Sanction Detail: PRIOR REGISTRATION UNDER CRD #115365 COMMONWEALTH OF PA DEPT. OF BANKING AND SECURITIES FOUND THAT MONTCHANIN FAILED TO NOTICE FILE IN PA IN VIOLATION OF SECTION 301(F) OF THE PA SECURITIES ACT OF 1972. MONTCHANIN CONSENTED TO THE ORDER, AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COST OF $11,000.00 Summary: MONTCHANIN CONSENTED TO THE ORDER, AGREED TO PAY ADMINISTRATIVE, INVESTIGATIVE AND LEGAL COST OF $11,000.00
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $93.0M (77% of AUM) Mar 2026
- BNY Mellon $14.7M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗