Ace & Company New York, Inc.
- Regulatory AUM
- $65.8M
- Discretionary
- $64.5M
- Clients
- 4
- Avg AUM / client
- $16.5M
- Accounts
- 4
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $65.8M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $36.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ace Emerging Sponsors I, L.P. | Private Equity Fund | Delaware | $15.0M | 9 |
| Ace Buyout Investment Ltd | Private Equity Fund | British Virgin Islands | $8.0M | 1 |
| A Star Sx 3 Lp | Private Equity Fund | Delaware | $7.3M | 13 |
| Ace Early Stage Partners Iii L.P | Private Equity Fund | Delaware | $6.5M | 4 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Said, Adam, Nmn | Ceo | May 2005 (21y) | ≈ 37.5% – 75% via Ace & Company Sa | |
| Joseph, John | Chief Compliance Officer | Apr 2010 (16y) | Less than 5% | |
| Lee Edwards Lowicki | Registered representative | CFA | Jan 2022 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ace & Company Sa | Owner | Dec 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Said, Adam, Nmn: 50% – 75% of Ace & Company Sa × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $36.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ace Emerging Sponsors I, L.P. | Private Equity Fund | $15.0M | $100K | 9 |
| Ace Buyout Investment Ltd | Private Equity Fund | $8.0M | $1.0M | 1 |
| A Star Sx 3 Lp | Private Equity Fund | $7.3M | $100K | 13 |
| Ace Early Stage Partners Iii L.P | Private Equity Fund | $6.5M | $500K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗