Colloquium Asset Management, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 304446
· Novi, MI
· www.colamgt.com
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ADV data as of Apr 19, 2026
- Regulatory AUM
- $4.9M
- Discretionary
- $0
- Clients
- 35
- Avg AUM / client
- $140K
- Accounts
- 35
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $4.5M | 91.2% |
| High net worth individuals | Fewer than 5 clients | $432K | 8.82% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephanie Squires | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/19/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Aos, Inc. $1.9M (38% of AUM) Apr 2026
- Osaic Fs, Inc. $981K (20% of AUM) Apr 2026
- Charles Schwab & Co. $114K (2% of AUM) Apr 2026
- Capital Group $92.0K (2% of AUM) Apr 2026
- Community National Bank $59.0K (1% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 19, 2026.
View current Form ADV (SEC/IAPD) ↗