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Wealth Manager · Small ($100M–$1B)
CRD 304462
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ADV data as of Jan 31, 2025
- Regulatory AUM
- $291M
- Discretionary
- $289M
- Clients
- 168
- Avg AUM / client
- $1.7M
- Accounts
- 564
- Employees
- 3
AUM over time
$201M
$291M
Nov 12, 2019
Jan 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83 | $26.1M | 8.96% |
| High net worth individuals | 85 | $265M | 91.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $291M (100% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 31, 2025.