Sage Investment Advisers Llc
- Regulatory AUM
- $268M
- Discretionary
- $268M
- Clients
- 307
- Avg AUM / client
- $874K
- Accounts
- 750
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 232 | $68.4M | 25.5% |
| High net worth individuals | 75 | $200M | 74.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Altium Packaging Lp Salaried Pension Plan Altium Packaging Lp | 2024 | |
| Altium Packaging Pension Plan Altium Packaging Lp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jerry James Schuder | President And Chief Compliance Officer | Jun 2019 (7y) | 75% or more | |
| Joseph Guarneri | Owner And Manager | Feb 2020 (7y) | ≈ 18.75% – 50% via Crossix Llc | |
| Charles B. Levinson | Registered representative | Oct 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Crossix Llc | Owner | Feb 2020 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Joseph Guarneri: 75% – 100% of Crossix Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Altium Packaging Lp Salaried Pension Plan | Altium Packaging Lp | 0 | $1.1M | 01/01/2024 |
| Altium Packaging Pension Plan | Altium Packaging Lp | 65 | $60.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 896 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $268M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗