AUMdb

Veraz Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 304619 · SEC file 801-136155 · San Ramon, CA · www.verazadvisors.com
☆ Save with Pro ADV data as of Jun 02, 2026
Regulatory AUM
$110M
Discretionary
$110M
Clients
150
Avg AUM / client
$730K
Accounts
428
Employees
8

AUM over time

$110M $110M
Mar 31, 2026 Jun 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 88 $31.3M 28.6%
High net worth individuals 62 $78.0M 71.2%
Pension and profit sharing plans 0 $61.7K 0.06%
Corporations and other businesses 0 $200K 0.18%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jay Mehta Registered representative Mar 2020 (6y)
Victor M. Valle Registered representative Oct 2023 (3y)
Sergio Rivera Vazquez Registered representative Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/02/2026 1.26 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • ASSETS UNDER ADVISEMENT (AUA)

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.

View current Form ADV (SEC/IAPD) ↗