AUMdb

Aletheian Wealth Advisors Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 304623 · SEC file 801-121173 · Bellevue, WA · www.aletheianadvisors.com
☆ Save with Pro ADV data as of Feb 05, 2026
Regulatory AUM
$413M
Discretionary
$365M
Clients
137
Avg AUM / client
$3.0M
Accounts
546
Employees
6

AUM over time

$0 $413M
Jun 17, 2019 Feb 5, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 36 $16.6M 4.03%
High net worth individuals 69 $392M 95.0%
Charitable organizations 32 $3.8M 0.93%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Erwert, William Owner May 2019 (7y) ≈ 2.5% – 7.5% via Horseshoe Acres, Llc
Joshua Ray Betts Ceo CFP CFA May 2019 (7y) 25% – 50%
Kevin Andrew Erwert Owner CFP May 2019 (7y) 5% – 10%
Randy T Siegel Chief Operating Officer & Chief Compliance Officer CFP May 2019 (7y) 25% – 50%
Rutherford, Janine Owner May 2023 (3y) GP / trustee / elected manager of Rutherford Marital Trust (indirect)
Sylvia Jane Gilmore Registered representative Feb 2020 (6y)
Steven Kleyn Registered representative CFA Nov 2021 (5y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Horseshoe Acres, Llc Owner Jan 2024 A 5% – 10%
Rutherford Marital Trust Owner Jan 2024 A 5% – 10%

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Erwert, William: 50% – 75% of Horseshoe Acres, Llc × 5% – 10% direct ≈ 2.5% – 7.5% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/05/2026 958 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 05, 2026.

View current Form ADV (SEC/IAPD) ↗