Lloyd Harbor Capital Management, Llc
- Regulatory AUM
- $354M
- Discretionary
- $354M
- Clients
- 2
- Avg AUM / client
- $177M
- Accounts
- 2
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $354M | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $449M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sachem Cove Special Opportunities Fund, Lp | Hedge Fund | Delaware | $285M | 64 |
| Sachem Cove P3 Fund Lp | Hedge Fund | Delaware | $163M | 2 |
| Lhc Special Opportunities Fund I Lp | Hedge Fund | Delaware | $2.0M | 2 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rotolo, Timothy, James | Chief Executive Officer And Chief Compliance Officer | Sep 2015 (11y) | ≈ 31.64% – 100% via Lhc Advisors Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lloyd Harbor Capital Group, Llc | Managing Member | Nov 2016 | A | 75% or more |
| Lhc Advisors Llc | Managing Member | Jan 2023 | B | ≈ 42.19% – 100% via Range Capital Holdings, Llc |
| Range Capital Holdings, Llc | Managing Member | Jan 2023 | B | ≈ 56.25% – 100% via Lloyd Harbor Capital Group, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Rotolo, Timothy, James: 75% – 100% of Lhc Advisors Llc × 75% – 100% of Range Capital Holdings, Llc × 75% – 100% of Lloyd Harbor Capital Group, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Lhc Advisors Llc: 75% – 100% of Range Capital Holdings, Llc × 75% – 100% of Lloyd Harbor Capital Group, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Range Capital Holdings, Llc: 75% – 100% of Lloyd Harbor Capital Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $449M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sachem Cove Special Opportunities Fund, Lp | Hedge Fund | $285M | $1.0M | 64 |
| Sachem Cove P3 Fund Lp | Hedge Fund | $163M | $50.0M | 2 |
| Lhc Special Opportunities Fund I Lp | Hedge Fund | $2.0M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $164M (36% of AUM) Mar 2024
- Nothern Trust Corporation $51.0M (23% of AUM) Jan 2024
- Fidelity Managed And Research Company $277K (0% of AUM) Jan 2024
- Interactive Brokers $158K (0% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗