Planrock Investment Management, Llc
- Regulatory AUM
- $71.1M
- Discretionary
- $71.1M
- Clients
- 55
- Avg AUM / client
- $1.3M
- Accounts
- 146
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $41.1M | 57.8% |
| High net worth individuals | 16 | $16.0M | 22.5% |
| Investment companies | 1 | $11.0M | 15.5% |
| Charitable organizations | 1 | $971K | 1.37% |
| Corporations and other businesses | 2 | $2.0M | 2.81% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Michael Hammers | Cco / Managing Partner/Cio | Jul 2019 (7y) | 75% or more | |
| Daniel S Banaszak | Registered representative | CFA | Apr 2026 (0y) | |
| Pleshetta Juanita Loftin | Registered representative | Apr 2026 (0y) | ||
| Alexander Xerxes Pazdan | Registered representative | Apr 2026 (0y) | ||
| Angela Kay Moore | Registered representative | Apr 2026 (0y) | ||
| David Joe Moore | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗