Campos Financial Llc
- Regulatory AUM
- $4.9M
- Discretionary
- $4.9M
- Clients
- 26
- Avg AUM / client
- $189K
- Accounts
- 37
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $4.9M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dwyeromega Safe Harbor 401(k) Plan Dwyer Instruments, Llc | Michigan City, IN | 2024 |
| Gunster Retirement Savings Plan Gunster, Yoakley & Stewart, P.A. | 2024 | |
| Urs Federal Services, Inc. Employees Retirement Plan Amentum Nuclear & Environment Holdings, Inc | 2024 | |
| Vocational Guidance Services Pension Plan Vocational Guidance Services | 2024 | |
| Aleris Retirement Plan For Bargained Employees Novelis Alr Rolled Products, Inc. | 2024 | |
| Samsung 401(k) Plan Samsung Electronics America, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephanie Nichole Campos | Registered representative | CFP | Sep 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dwyeromega Safe Harbor 401(k) Plan | Dwyer Instruments, Llc | 1,590 | $118M | 01/01/2024 |
| Gunster Retirement Savings Plan | Gunster, Yoakley & Stewart, P.A. | 495 | $243M | 01/01/2024 |
| Urs Federal Services, Inc. Employees Retirement Plan | Amentum Nuclear & Environment Holdings, Inc | 259 | $244M | 01/01/2024 |
| Vocational Guidance Services Pension Plan | Vocational Guidance Services | 5 | $4.2M | 01/01/2024 |
| Aleris Retirement Plan For Bargained Employees | Novelis Alr Rolled Products, Inc. | 19 | $3.6M | 01/01/2024 |
| Samsung 401(k) Plan | Samsung Electronics America, Inc. | 13,861 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • ANNUAL FEE CHARGED MONTHLY/QUARTERLY
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.7M (34% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗