Cooper Capital Advisors, Llc
- Regulatory AUM
- $283M
- Discretionary
- $283M
- Clients
- 208
- Avg AUM / client
- $1.4M
- Accounts
- 502
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Investments (13F portfolio — 35 positions, $142,918,434)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $14,192,721 | 420,276 | 9.93% | 5.02% |
| 2 | Vanguard Index Fds | VALUE ETF | $13,967,728 | 71,191 | 9.77% | 4.94% |
| 3 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $12,959,385 | 54,538 | 9.07% | 4.58% |
| 4 | First Tr Exchange Traded Fd | FT VEST RIS | $11,953,491 | 467,847 | 8.36% | 4.23% |
| 5 | American Centy Etf Tr | DIVERSIFID CRP | $11,888,127 | 255,055 | 8.32% | 4.2% |
| 6 | Thornburg Etf Tr | INTL EQUITY ETF | $10,105,509 | 313,933 | 7.07% | 3.57% |
| 7 | Jpmorgan Chase & Co | COM | $9,146,560 | 31,094 | 6.4% | 3.23% |
| 8 | Spdr Series Trust | STATE STREET SPD | $8,785,751 | 114,786 | 6.15% | 3.11% |
| 9 | Tema Etf Trust | AMERICAN RESH | $8,094,377 | 162,603 | 5.66% | 2.86% |
| 10 | Alphabet Inc | CAP STK CL C | $7,593,077 | 26,470 | 5.31% | 2.68% |
| 11 | Vaneck Etf Trust | SEMICONDUCTR ETF | $7,566,661 | 19,736 | 5.29% | 2.67% |
| 12 | Amazon Com Inc | COM | $6,006,715 | 28,841 | 4.2% | 2.12% |
| 13 | First Tr Exchng Traded Fd Vi | FT VEST US EQUTY | $3,142,083 | 103,629 | 2.2% | 1.11% |
| 14 | Nvidia Corporation | COM | $2,876,066 | 16,491 | 2.01% | 1.02% |
| 15 | Pgim Etf Tr | AAA CLO ETF | $1,941,814 | 37,941 | 1.36% | 0.69% |
| 16 | Apple Inc | COM | $1,674,924 | 6,600 | 1.17% | 0.59% |
| 17 | Berkshire Hathaway Inc Del | CL B NEW | $1,555,962 | 3,247 | 1.09% | 0.55% |
| 18 | American Centy Etf Tr | DIVERSIFIED MU | $1,521,520 | 30,400 | 1.06% | 0.54% |
| 19 | Snowflake Inc | COM SHS | $1,348,934 | 8,944 | 0.94% | 0.48% |
| 20 | American Centy Etf Tr | CALIF MUN BD ETF | $1,278,497 | 25,662 | 0.89% | 0.45% |
| 21 | Alphabet Inc | CAP STK CL A | $746,263 | 2,595 | 0.52% | 0.26% |
| 22 | Palantir Technologies Inc | CL A | $555,571 | 3,798 | 0.39% | 0.2% |
| 23 | Everpure Inc | CL A | $553,559 | 9,376 | 0.39% | 0.2% |
| 24 | State Str Spdr S&P 500 Etf T | TR UNIT | $466,491 | 717 | 0.33% | 0.16% |
| 25 | Elbit Sys Ltd | ORD | $433,036 | 510 | 0.3% | 0.15% |
Top 25 of 35 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $38.1M | 13.5% |
| High net worth individuals | 59 | $242M | 85.6% |
| Corporations and other businesses | Fewer than 5 clients | $2.7M | 0.96% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cooley Llp Salary Deferral And Profit Sharing Plan Cooley Llp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clinton Wayne Cooper | Founder, Chief Compliance Officer And Ceo | Sep 2019 (7y) | 75% or more | |
| Kyle William Stits | Managing Member | Sep 2019 (7y) | 10% – 25% | |
| Parker Reed Johnson | Managing Member & Chief Operating Officer | Sep 2019 (7y) | 10% – 25% | |
| Nate Miles | Registered representative | Apr 2023 (3y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cooley Llp Salary Deferral And Profit Sharing Plan | Cooley Llp | 2,641 | $1.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $283M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗