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Wealth Manager · Small ($100M–$1B)
CRD 305173
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ADV data as of Apr 15, 2025
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 318
- Avg AUM / client
- $559K
- Accounts
- 894
- Employees
- 4
AUM over time
$27.4M
$178M
Oct 14, 2021
Apr 15, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 15, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 258 | $66.7M | 37.5% |
| High net worth individuals | 57 | $110M | 61.8% |
| Charitable organizations | 3 | $1.2M | 0.68% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $174M (98% of AUM) Apr 2025
- Apex $4.2M (2% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2025.