Synergy Financial Partners, Llc
- Regulatory AUM
- $309M
- Discretionary
- $309M
- Clients
- 526
- Avg AUM / client
- $587K
- Accounts
- 1,152
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 428 | $136M | 44.2% |
| High net worth individuals | 83 | $155M | 50.3% |
| Corporations and other businesses | 15 | $17.2M | 5.58% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Espire Dental 401(k) Plan Espire Dental Practice, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Phil L Jacobson | Managing Member/Chief Compliance Officer | CFP Chartered Financial Consultant | Jul 2019 (7y) | 75% or more |
| Richard Jason Levine | Owner | CFP Chartered Financial Consultant | Oct 2019 (7y) | ≈ 18.75% – 50% via Richard J. Levine Financial Solutions, Inc |
| James Jay Person | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Robert G Fillmore | Registered representative | Oct 2019 (7y) | ||
| Lary Matthew Weintraub | Registered representative | CFP | Oct 2020 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Richard J. Levine Financial Solutions, Inc | Member | Dec 2020 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Richard Jason Levine: 75% – 100% of Richard J. Levine Financial Solutions, Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Espire Dental 401(k) Plan | Espire Dental Practice, Llc | 360 | $17.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $295M (96% of AUM) Mar 2026
- LPL Financial $15.0M (10% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗