Wetzel Investment Advisors, Inc.
- Regulatory AUM
- $338M
- Discretionary
- $338M
- Clients
- 521
- Avg AUM / client
- $649K
- Accounts
- 1,336
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 431 | $130M | 38.3% |
| High net worth individuals | 89 | $208M | 61.6% |
| Corporations and other businesses | 1 | $221K | 0.07% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Hickey Wetzel | Financial Adviser | Jan 2009 (18y) | Less than 5% | |
| Hargis, Heidi, Wetzel | Chief Compliance Officer | Jan 2020 (7y) | 25% – 50% | |
| Sarah Elizabeth Boston | President | Jan 2020 (7y) | 50% – 75% | |
| Kerst Philippe Ter Weele | Registered representative | Sep 2023 (3y) | ||
| Erin Taylor Guilfoil | Registered representative | Dec 2024 (2y) | ||
| Jack U Boston | Registered representative | May 2025 (1y) | ||
| Tanner Robert Boston | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • COMBINATION FOR FINANCIAL PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $335M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗