Mtc Wealth Management Llc
- Regulatory AUM
- $329M
- Discretionary
- $224M
- Clients
- 2
- Avg AUM / client
- $165M
- Accounts
- 2
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 2 | $329M | 100.0% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Archibald, Neil, Phillip | Chief Administrative Officer, General Counsel | Jan 2005 (22y) | Less than 5% | |
| Rich, Jonathan, Dyckman | Director | Jan 2005 (22y) | Less than 5% | |
| Odonnell, Barbara, B | Director | Aug 2007 (19y) | Less than 5% | |
| Appel, Stephen, Leslie | Director | May 2018 (8y) | Less than 5% | |
| Purdy, James, Anthony | Director | May 2020 (6y) | GP / trustee / elected manager of Members Trust Company, Fsb (indirect) | |
| Katherine Johnson Braddock | Svp, Managing Director Of Investments | CFA | Jan 2023 (4y) | Less than 5% |
| Lako, Kenneth, Eric | Chief Executive Officer | Apr 2023 (3y) | Less than 5% | |
| Shokoohi, Parastu, Persia | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| Moser, Robert, Michael | Director | Jul 2023 (3y) | Less than 5% | |
| Stokes, Jeffrey, R | Director | Jul 2023 (3y) | Less than 5% | |
| De Jesus Luna, Jonnathan, Khris | Vp, Head Of Portfolio Management | Jan 2024 (3y) | Less than 5% | |
| Kei Arnold Sasaki | Chief Investment Officer | CFA | May 2024 (2y) | Less than 5% |
| Jeffrey James Terrell | Registered representative | CFA | May 2024 (2y) | |
| Sharon Kay Giuffre | Registered representative | CFA | Jul 2024 (2y) | |
| Jason Patrick Liu | Registered representative | Jan 2025 (2y) | ||
| Vera Jalilla Feldbusch | Registered representative | Feb 2025 (1y) | ||
| Michael John Sciulli | Registered representative | Feb 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Members Trust Company, Fsb | Sole Proprietor | May 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $195M (100% of AUM) Jul 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗