Anacapa Financial, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 305365
· Ventura, CA
· twitter.com
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ADV data as of Feb 24, 2026
- Regulatory AUM
- $68.7M
- Discretionary
- $65.4M
- Clients
- 182
- Avg AUM / client
- $378K
- Accounts
- 525
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $34.8M | 50.6% |
| High net worth individuals | 16 | $28.5M | 41.4% |
| Pension and profit sharing plans | 3 | $3.3M | 4.81% |
| Other investment advisers | 3 | $2.2M | 3.13% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jack Evan Green | Registered representative | CFP | Oct 2019 (7y) | |
| John Maciolek | Registered representative | Nov 2024 (2y) | ||
| Garrett George Gatch | Registered representative | Dec 2024 (2y) | ||
| Young Suh Kim | Registered representative | Jan 2026 (1y) | ||
| Matthew Alan Chase | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $883K (1% of AUM) Feb 2026
- Truist Financial Corp $51.3K (0% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗