Wealth Management Strategies, Inc.
- Regulatory AUM
- $315M
- Discretionary
- $314M
- Clients
- 292
- Avg AUM / client
- $1.1M
- Accounts
- 732
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Investments (13F portfolio — 40 positions, $221,014,676)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $42,807,939 | 668,039 | 19.4% | 13.6% |
| 2 | Vanguard Index Fds | GROWTH ETF | $40,101,234 | 91,809 | 18.1% | 12.7% |
| 3 | Dimensional Etf Trust | US CORE EQUITY 2 | $24,510,120 | 630,729 | 11.1% | 7.79% |
| 4 | Ishares Tr | IBOND DEC 2030 | $13,131,243 | 665,885 | 5.94% | 4.17% |
| 5 | Ishares Tr | IBONDS 27 TRM TS | $12,049,808 | 537,218 | 5.45% | 3.83% |
| 6 | Ishares Tr | IBONDS 29 TRM TS | $11,852,330 | 542,615 | 5.36% | 3.77% |
| 7 | Ishares Tr | IBONDS 26 TRM TS | $11,820,139 | 515,825 | 5.35% | 3.76% |
| 8 | Vanguard Index Fds | VALUE ETF | $10,950,469 | 55,813 | 4.95% | 3.48% |
| 9 | Ishares Tr | IBONDS 28 TRM TS | $10,597,331 | 475,579 | 4.79% | 3.37% |
| 10 | Vanguard Index Fds | SMALL CP ETF | $9,537,763 | 36,415 | 4.32% | 3.03% |
| 11 | Dimensional Etf Trust | US SUSTAINABILTY | $5,101,055 | 124,143 | 2.31% | 1.62% |
| 12 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $4,622,790 | 85,528 | 2.09% | 1.47% |
| 13 | Apple Inc | COM | $4,526,501 | 17,836 | 2.05% | 1.44% |
| 14 | Dimensional Etf Trust | US HIGH PROFITAB | $4,120,552 | 112,093 | 1.86% | 1.31% |
| 15 | Vanguard Index Fds | TOTAL STK MKT | $2,556,762 | 7,970 | 1.16% | 0.81% |
| 16 | Pnc Finl Svcs Group Inc | COM | $1,518,945 | 7,299 | 0.69% | 0.48% |
| 17 | Eli Lilly & Co | COM | $1,137,462 | 1,237 | 0.51% | 0.36% |
| 18 | Dimensional Etf Trust | INTERNATIONAL | $1,063,175 | 25,075 | 0.48% | 0.34% |
| 19 | Vanguard Index Fds | S&P 500 ETF SHS | $987,048 | 1,652 | 0.45% | 0.31% |
| 20 | Microsoft Corp | COM | $924,808 | 2,498 | 0.42% | 0.29% |
| 21 | Dimensional Etf Trust | US TARGETED VLU | $650,296 | 10,413 | 0.29% | 0.21% |
| 22 | International Business Machs | COM | $571,227 | 2,357 | 0.26% | 0.18% |
| 23 | Coherent Corp | COM | $447,597 | 1,879 | 0.2% | 0.14% |
| 24 | Vanguard World Fd | ESG US STK ETF | $446,264 | 3,975 | 0.2% | 0.14% |
| 25 | Vanguard Star Fds | VG TL INTL STK F | $428,798 | 5,561 | 0.19% | 0.14% |
Top 25 of 40 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212 | $60.9M | 19.4% |
| High net worth individuals | 80 | $234M | 74.4% |
| Pension and profit sharing plans | Fewer than 5 | $4.7M | 1.5% |
| Charitable organizations | Fewer than 5 | $7.7M | 2.45% |
| State or municipal government entities | Fewer than 5 | $7.0M | 2.21% |
| Corporations and other businesses | Fewer than 5 | $131K | 0.04% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Herman Laibe Kahn | President And Chief Compliance Officer | CFP | Aug 2019 (7y) | 75% or more |
| Aaron Harold Kahn | Registered representative | CFP | Jan 2020 (7y) | |
| Daniel Barad Eller | Registered representative | CFP | Jan 2023 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $312M (99% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗