Iam Advisory Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 305492
· SEC file 801-117991
· Easton, PA
· WWW.IAMADVISORYLLC.COM
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ADV data as of Jun 12, 2026
- Regulatory AUM
- $699M
- Discretionary
- $699M
- Clients
- 1,591
- Avg AUM / client
- $440K
- Accounts
- 2,759
- Employees
- 14
AUM over time
$0
$699M
Dec 2019
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,360 | $215M | 30.7% |
| High net worth individuals | 223 | $472M | 67.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.6M | 0.95% |
| Corporations and other businesses | 8 | $5.4M | 0.77% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jinks, Holly, Parsons | Managing Member, Chief Operating Officer, And Chief Compliance Officer | Jun 2019 (7y) | 25% – 50% | |
| Joseph Clark Parsons | Managing Member | CFP | Jun 2019 (7y) | 75% or more |
| Jesse Philip Pellegrino | Registered representative | Mar 2020 (6y) | ||
| Ryan Joseph Conlin | Registered representative | CFP | Mar 2020 (6y) | |
| Stephen Gerard Gooditis | Registered representative | CFP | Mar 2020 (6y) | |
| Stephen Kronick | Registered representative | Mar 2020 (6y) | ||
| James August Bartolacci | Registered representative | Mar 2020 (6y) | ||
| John C Bianchi | Registered representative | CFA | Mar 2020 (6y) | |
| Richard Sewall Rodman | Registered representative | Mar 2020 (6y) | ||
| Spencer Fried | Registered representative | Feb 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 924 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $677M (97% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗