Platform Technology Partners Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 887
- Avg AUM / client
- $1.4M
- Accounts
- 2,257
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 535 | $137M | 11.1% |
| High net worth individuals | 336 | $1.1B | 85.9% |
| Pension and profit sharing plans | 1 | $3.5M | 0.28% |
| Charitable organizations | 1 | $250K | 0.02% |
| Corporations and other businesses | 14 | $32.4M | 2.64% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $83.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Northeast Ptp Spv Fund Iv, Lp | Other Private Fund | Delaware | $70.3M | 217 |
| Northeast Ptp Spv Fund I, Lp | Other Private Fund | Delaware | $10.2M | 47 |
| Northeast Ptp Spv Fund Ii Lp | Other Private Fund | Delaware | $3.3M | 29 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Ashley Swendiman | Chief Compliance Officer | Chartered Financial Consultant CFA | Aug 2019 (7y) | Less than 5% |
| Penske, Mark, Hulbert | Member | Aug 2019 (7y) | ≈ 56.25% – 100% via United Atlantic Capital, Llc | |
| Jeffrey Filone | Registered representative | Apr 2020 (6y) | ||
| Matthew S Shapiro | Registered representative | Apr 2020 (6y) | ||
| Patrick Michael Van Roten | Registered representative | Apr 2020 (6y) | ||
| Matthew Ryan Segal | Registered representative | Aug 2021 (5y) | ||
| Patrick Kirley Moran | Registered representative | Jan 2022 (5y) | ||
| Stephen James Nicholas | Registered representative | Aug 2022 (4y) | ||
| Joseph Drew Spina | Registered representative | Sep 2022 (4y) | ||
| Nathaniel Turner Simkins | Registered representative | Sep 2022 (4y) | ||
| Robert J Tirrito | Registered representative | Apr 2025 (1y) | ||
| John James Litke | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| United Atlantic Capital, Llc | Owner | Aug 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Penske, Mark, Hulbert: 75% – 100% of United Atlantic Capital, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $83.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Northeast Ptp Spv Fund Iv, Lp | Other Private Fund | $70.3M | $50.0K | 217 |
| Northeast Ptp Spv Fund I, Lp | Other Private Fund | $10.2M | $50.0K | 47 |
| Northeast Ptp Spv Fund Ii Lp | Other Private Fund | $3.3M | $50.0K | 29 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $1.2B (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗