Fermata Advisors, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $708M
- Clients
- 3,879
- Avg AUM / client
- $260K
- Accounts
- 3,879
- Employees
- 26
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,122 | $240M | 23.7% |
| High net worth individuals | 693 | $448M | 44.4% |
| Pension and profit sharing plans | 787 | $302M | 29.9% |
| Charitable organizations | 24 | $5.6M | 0.55% |
| Corporations and other businesses | 29 | $8.3M | 0.83% |
| Other | 224 | $5.6M | 0.56% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bay Area Community 401(k) Profit Sharing Plan & Trust Bay Area Community Resources | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher David Sipes | Chief Compliance Officer | Aug 2019 (7y) | Less than 5% | |
| Daren E Blonski | Member | CFP | Aug 2019 (7y) | 75% or more |
| Clayton J Dunkle | Registered representative | Jul 2020 (6y) | ||
| Zachary Paul | Registered representative | CFP | Oct 2020 (6y) | |
| Russell Daniel Van Sistine | Registered representative | CFP | Jul 2021 (5y) | |
| Shelby T Wirick | Registered representative | Oct 2022 (4y) | ||
| William Stephen Murray | Registered representative | CFP | Jan 2023 (4y) | |
| Davis Jackson Rich | Registered representative | Aug 2023 (3y) | ||
| Silvio Gaetano Bettinelli | Registered representative | Sep 2023 (3y) | ||
| Mason Garth Moore | Registered representative | Nov 2023 (3y) | ||
| Rebecca Christine Rich | Registered representative | Jan 2024 (3y) | ||
| Zachary James Weirich | Registered representative | CFP | Jul 2024 (2y) | |
| Mariam Sherilyn Saboori Shamlow | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bay Area Community 401(k) Profit Sharing Plan & Trust | Bay Area Community Resources | 0 | $0 | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $716M (71% of AUM) Jun 2026
- Paychex, Inc $30.7M (6% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗