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Investment Adviser · Boutique (under $100M)
CRD 305706
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ADV data as of Apr 22, 2026
- Regulatory AUM
- $1.9M
- Discretionary
- $1.9M
- Clients
- 5
- Avg AUM / client
- $388K
- Accounts
- 5
- Employees
- 24
AUM over time
$1.9M
$886M
Oct 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $146K | 7.54% |
| Pooled investment vehicles (non-investment companies) | 2 | $532K | 27.4% |
| Corporations and other businesses | 1 | $1.3M | 65.1% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- American Reserve Service Corp $4.8M (4% of AUM) Jan 2022
- Mirae Asset Securities (Usa) Inc. $170K (9% of AUM) Apr 2026
- Anchorage Digital Bank National Association $146K (8% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.