Polaris Wealth Management, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 305777
· Flossmoor, IL
· www.PolarisAdvice.com
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ADV data as of May 29, 2026
- Regulatory AUM
- $13.7M
- Discretionary
- $13.7M
- Clients
- 163
- Avg AUM / client
- $84.2K
- Accounts
- 156
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $7.0M | 50.9% |
| Pension and profit sharing plans | 7 | $6.7M | 49.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Dale Grant | Registered representative | Jun 2020 (6y) | ||
| Thomas William O'shaughnessy | Registered representative | CFP | Aug 2020 (6y) | |
| Richard Byron Chew | Registered representative | Feb 2021 (5y) | ||
| Howard Mark Ramsamugh | Registered representative | Nov 2021 (5y) | ||
| Felicia Lynn Gates | Registered representative | Jul 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.7M (49% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗