Swan Capital, Llc
- Regulatory AUM
- $351M
- Discretionary
- $351M
- Clients
- 671
- Avg AUM / client
- $524K
- Accounts
- 2,344
- Employees
- 21
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 593 | $126M | 36.0% |
| High net worth individuals | 74 | $194M | 55.3% |
| Pooled investment vehicles (non-investment companies) | 4 | $30.8M | 8.76% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $26.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cygnet Fund 2024, Lp | Private Equity Fund | Delaware | $13.5M | 90 |
| Cygnet Fund, Lp | Real Estate Fund | Delaware | $13.0M | 52 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Scott Mcnair | Manager And Cco | Sep 2019 (7y) | 75% or more | |
| Lucas Paul Juery | Registered representative | Jul 2022 (4y) | ||
| Jamie Lee Via | Registered representative | Mar 2025 (1y) | ||
| William Moy | Registered representative | Jun 2025 (1y) | ||
| Jacob Daniel Adam Hawkins | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $26.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cygnet Fund 2024, Lp | Private Equity Fund | $13.5M | $100K | 90 |
| Cygnet Fund, Lp | Real Estate Fund | $13.0M | $100K | 52 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/09/2026 | 2.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $238M (68% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.
View current Form ADV (SEC/IAPD) ↗