N&B Associates Llc
- Regulatory AUM
- $57.2M
- Discretionary
- $57.2M
- Clients
- 86
- Avg AUM / client
- $665K
- Accounts
- 86
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $47.0M | 82.2% |
| High net worth individuals | 5 | $10.2M | 17.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Etheredge Electric Company, Llc Profit Sharing Plan Etheredge Electric Company, Llc | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Booker, Natalie, Magen | Member | Sep 2019 (7y) | 50% – 75% | |
| Brian Emerson Booker | Managing Member & Chief Compliance Officer | Sep 2019 (7y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Etheredge Electric Company, Llc Profit Sharing Plan | Etheredge Electric Company, Llc | 114 | $13.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2025 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $31.0M (54% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2025.
View current Form ADV (SEC/IAPD) ↗